UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options | Â (2) | Â (3) | Common Stock | 43,203 (4) | $ (5) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Bolomey Janice C/O UNITY BANK 64 OLD HIGHWAY 22 CLINTON, NJ 08809 |
 |  |  EVP |  |
Janice Bolomey, poa Linda B. McDermott, Corp. Sec. | 10/29/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Total Restricted Stock issued from the following Stock Bonus Plans: 2004 Stock Bonus Plan: 695 issued on 2/16/06 at $12.80; 550 issued on 1/25/07 at $12.62; 2,000 issued on 12/8/08 at $4.38; 2,000 issued on 12/10/09 at $3.98. 2011 Stock Bonus Plan: 2,000 issued on 5/26/11 at $6.66; 2,000 issued on 11/17/11 at $6.40; and 2,000 issued on 12/18/12 at $6.00. Note: All restricted shares vest over a 4-yr. period from date of issue. |
(2) | See Footnote 3 |
(3) | See Footnote 3 |
(4) | Stock Options: 2,127 options issued on 11/20/03 from the 2002 Stock Option Plan at $8.86 per share that expire on 11/20/13; 551 options issued on 1/25/07 from the 2006 Stock Option Plan at $12.62 per share that expire on 1/25/17; 525 options issued on 2/21/08 from the 2006 Stock Option Plan at $7.31 per share that expire on 2/21/18; 5,000 options issued on 12/8/08 from the 2006 Stock Option Plan at $4.38 per share that expire on 12/8/18; 5,000 options issued on 12/10/09 from the 2006 Stock Option Plan at $3.98 that expire on 12/10/19; 10,000 options issued on 5/26/11 from the 2011 Stock Option Plan at $6.66 per share that expire on 5/26/21; 10,000 options issued on 11/17/11 from the 2011 Stock Option Plan at $6.40 per share that expire on 11/17/21; 10,000 options issued on 12/18/12 from the 2011 Stock Option Plan at $6.00 per share that expire on 12/18/22. Stock Options vest over a 3-yr. period from date of issue. |
(5) | See Footnote 4 |