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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
call options to purchase limited partnership units | $ 36.95 | (4) | 02/26/2023 | Units of Limited Partner Interest | 18,104 | 18,104 | D | ||||||||
call options to purchase limited partnership units | $ 29.53 | (5) | 03/27/2022 | Units of Limited Partner Interest | 12,386 | 12,386 | D | ||||||||
Phantom Units | (6) | 03/03/2014(7) | 03/03/2015(7) | Units of Limited Partner Interest | 3,809 | 3,809 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DUFFIELD MILKIE ONE CEDAR POINT DR SANDUSKY, OH 44870 |
Executive VP - General Counsel |
Duffield E. Milkie | 02/27/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These units were granted pursuant to the Partnership's 2008 Omnibus Incentive Plan. |
(2) | Units were withheld to satisfy tax liability in connection with vesting of performance units. |
(3) | Units were withheld to satisfy tax liability in connection with vesting of restricted units. |
(4) | Options vest at a rate of 33% per year on each anniversary date, beginning on February 26, 2014. |
(5) | Options vest at a rate of 33% per year on each anniversary date, beginning on March 27, 2013. |
(6) | Each phantom unit is the economic equivalent of one limited partner unit in Cedar Fair, L.P. |
(7) | This award vests in two equal installments on March 3, 2014 and 2015, respectively, assuming the grantee continues to be employed with the Company. |