o |
Rule 13d-1(b)
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o |
Rule 13d-1(c)
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x |
Rule 13d-1(d)
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CUSIP No. 64111Y206
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Page 2 of 5 Pages | ||||
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1
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NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
American Financial Group, Inc.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o
(b) x
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America - Ohio
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
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5
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SOLE VOTING POWER
364,428
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6
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SHARED VOTING POWER
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7
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SOLE DISPOSITIVE POWER
364,428
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8
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SHARED DISPOSITIVE POWER
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
364,428
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.6%
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12
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TYPE OF REPORTING PERSON*
CO
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Item 1(a)
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Name of Issuer: Xcel Brands, Inc.
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Item 1(b)
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Address of Issuer's Principal Executive Office:
475 Tenth Avenue, 4th Floor
New York, New York 10018
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Item 2(a)
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Name of Person Filing: American Financial Group, Inc. (“AFG”)
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Item 2(b)
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Address of Principal Business Office:
Great American Insurance Tower
301 East Fourth Street
Cincinnati, Ohio 45202
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Item 2(c)
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Citizenship: U.S.A. – Ohio
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Item 2(d)
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Title of Class of Securities: Common Stock, $0.001 par value per share
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Item 2(e)
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CUSIP Number: 64111Y206
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Item 3
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If this Statement is Filed Pursuant to Rule 13d-1(b), or
13d-2(b), check whether the Person Filing is a: N/A
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Item 4
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Ownership:
(a) See Item 9 of page 2.
(b) See Item 11 of page 2.
(c) See Items 5-8 of page 2.
Shares numbers in Items 5, 7 and 9 reflect two warrants to purchase, in the aggregate, 364,428 shares of Common Stock of the Issuer, which warrants are exercisable within 60 days. One of these warrants is held of record by Great American Life Insurance Company (“GALIC”) and the other is held of record by Great American Insurance Company (“GAIC”). Each of GALIC and GAIC are wholly-owned subsidiaries of AFG.
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Item 5
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Ownership of 5% or Less of Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [X].
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Item 6
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Ownership of More Than 5% on Behalf of Another Person: N/A
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Item 7
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Identification and Classification of the Subsidiary which Acquired the
Security being Reported on by the Parent Holding Company: N/A
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Item 8
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Identification and Classification of Members of the Group: N/A
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Item 9
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Notice of Dissolution of Group: N/A
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Item 10
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Certification: N/A
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American Financial Group, Inc.
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By:
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/s/ Karl J. Grafe | |
Name: | Karl J. Grafe | ||
Title: | Vice President | ||