UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
(Amendment No. 1 to FORM 10-Q)
Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
For the quarter ended June 30, 2002
Commission File No.: 001-8833
HealthStream, Inc.
| Tennessee | 62-1443555 | |
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| (State or other jurisdiction of | (I.R.S. Employer Identification No.) | |
| incorporation or organization) |
| 209 10th Avenue South, Suite 450 | ||
| Nashville, Tennessee | 37203 | |
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| (Address of principal executive offices) | (Zip Code) |
(615) 301-3100
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No o
As of August 13, 2002, 20,408,312 shares of the Registrant’s common stock were outstanding.
| Item 6. Exhibits and Reports on Form 8-K | ||||||||
| SIGNATURE | ||||||||
| EXHIBIT INDEX | ||||||||
| Section 906 Certification of the CEO | ||||||||
| Section 906 Certification of the CFO | ||||||||
Explanatory Note
This amendment of the HealthStream, Inc. Form 10-Q for the quarter ended June 30, 2002, includes the certifications pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. The certifications were signed and delivered to the Securities and Exchange Commission via EDGAR as separate correspondence on August 14, 2002. The certifications were intended to be filed as exhibits to the Form 10-Q, rather than as separate correspondence. This amendment is to file the certifications pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 as Exhibit 99.1 and Exhibit 99.2 to the Form 10-Q for the quarter ended June 30, 2002.
Item 6. Exhibits and Reports on Form 8-K
(a) Exhibits
| 99.1 | Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | |
| 99.2 | Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
(b) Reports on Form 8-K
| None |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| HEALTHSTREAM, INC. | ||||
| By: | /s/ Arthur E. Newman Arthur E. Newman Chief Financial Officer August 15, 2002 |
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EXHIBIT INDEX
| 99.1 | Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | |
| 99.2 | Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |