Offering provides liquidity to clients without disrupting long-term strategies or triggering capital gains taxes

To help advisors deliver more personalized wealth management, AE Wealth Management, a leading RIA and wealth management turnkey asset management platform (TAMP) with more than $50 billion in assets under management, today announced the launch of its securities-based lending solution.

The move recognizes that many clients routinely need access to capital for a variety of reasons such as short-term cash flow needs such as business investments, real estate purchases, education funding and more. AE Wealth’s securities-based lending solution provides advisors with a sophisticated planning tool to help clients meet those needs without having to sell their long-term holdings and trigger unnecessary capital gains taxes. It creates personalization on how liquidity is accessed.

The solution, available to individuals, trusts, and organizations, allows clients to borrow against their eligible investments — including their stock, bond, ETF, and mutual fund holdings — with no fees or prepayment penalties and the flexibility to draw or repay funds as needs evolve.

"We are continually focused on delivering innovative solutions to help advisors better serve their clients' evolving needs," said AE Wealth President Shannon Larson. "Our securities-based lending provides advisors with another flexible and personalized planning resource to deliver liquidity without disrupting their long-term investment strategies. By expanding conversations beyond investments alone, advisors can help clients address both sides of their balance sheet – supporting their broader financial goals while reinforcing the value of a comprehensive advisory relationship.”

“We view lending as an extension of the planning process and not simply a financing solution," added Kevin Thornton, CFP®, AE Wealth Head of Sales. "When used appropriately, securities-based lending can help advisors address liquidity needs in a way that complements a client's broader wealth strategy. By incorporating this capability into our offering, we're giving advisors another resource to help clients pursue opportunities with greater confidence and flexibility."

This launch reflects AE Wealth’s ongoing investment in solutions that empower advisors to address increasingly complex client needs. The firm remains focused on delivering innovative resources, personalized support, and a seamless client experience that helps advisors deepen relationships and drive better outcomes for investors.

About AE Wealth Management
AE Wealth Management, LLC (“AE Wealth”) is an SEC-registered investment advisor and turnkey asset management platform supporting independent financial advisors nationwide. AE Wealth delivers institutional-level investment solutions, integrated technology, practice-management resources, marketing support and planning tools, all designed to enhance advisor efficiency, foster stronger client relationships and drive long-term business growth within a connected, advisor-focused ecosystem. Learn more at AEWealthManagement.com or contact them at 866.363.9595.

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