NEOS Investments Announces an Exchange Change

December 04, 2024 at 16:49 PM EST

NEOS Investments, an asset management firm comprised of leaders and pioneers in the options-based ETF space, announces that it will change the listing exchange of shares of NEOS Nasdaq-100® Hedged Equity Income ETF (NUSI).

The change set forth below is anticipated to go into effect at the close of markets on December 19, 2024.

Fund Ticker	Fund Name	Current Listing Exchange	New Listing Exchange
NUSI	NEOS Nasdaq-100® Hedged Equity Income ETF	New York Stock Exchange LLC	The Nasdaq Stock Market. LLC

NUSI will begin trading on The Nasdaq Stock Market. LLC as of the open of trading on December 20, 2024.

Shareholders of NUSI are not anticipated to be impacted or need to take any action in connection with the change in listing exchange. The ticker of NUSI will remain the same.

About NEOS Investments: Founded in 2022, NEOS Investments offers ETFs that aim to deliver the next evolution of options strategies, where seeking income is the outcome. Built on decades of research and experience, NEOS ETFs aim to empower investors with portfolio building blocks that provide monthly income, tax efficiency, and diversification through data-driven options-based ETFs.

Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor’s shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted above. Standardized performance current to the most recent month-end and quarter-end can be obtained by clicking on its ticker: NUSI or calling 866.498.5677.

Investors should carefully consider the investment objectives, risks, charges and expenses of NUSI before investing. To obtain NUSI’s prospectus containing this and other important information, please call (866) 498-5677 or view/download a prospectus by clicking on the ticker: NUSI. Please read the prospectus carefully before you invest.

An investment in NEOS ETFs involves risk, including possible loss of principal. The equity securities purchased by the Funds may involve large price swings and potential for loss. Investments in smaller companies typically exhibit higher volatility. Investors in the ETFs should be willing to accept a high degree of volatility in the price of fund shares and the possibility of significant losses.

The use of derivative instruments involves risks different from, or possibly greater than, the risks associated with investing directly in securities and other traditional investments. These risks include (i) the risk that the counterparty to a derivative transaction may not fulfill its contractual obligations; (ii) risk of mispricing or improper valuation; and (iii) the risk that changes in the value of the derivative may not correlate perfectly with the underlying asset, rate or index. Derivative prices are highly volatile and may fluctuate substantially during a short period of time. The use of leverage by the Fund, such as borrowing money to purchase securities or the use of options, will cause the Fund to incur additional expenses and magnify the Fund’s gains or losses. The earnings and prospects of small and medium-sized companies are more volatile than larger companies and may experience higher failure rates than larger companies. Small and medium sized companies normally have a lower trading volume than larger companies, which may tend to make their market price fall more disproportionately than larger companies in response to selling pressures and may have limited markets, product lines, or financial resources and lack management experience. The funds are new with a limited operating history.

The information on this website does not constitute investment advice or a recommendation of any products, strategies, or services. Investors should consult with a financial professional regarding their individual circumstances before making investment decisions. NEOS Investments or its affiliates, nor Foreside Fund Services, LLC, or its affiliates accept any responsibility for loss arising from the use of the information contained herein.

NEOS ETFs are distributed by Foreside Fund Services, LLC.