Axos Clearing, an operating subsidiary within Axos Financial, Inc. (NYSE: AX), is pleased to announce a new strategic relationship with Alden Investment Group, a fast-growing, independent wealth management firm redefining the advisor experience through innovation, flexibility, and independence. As a forward-thinking custodian and clearing firm, Axos Clearing shares Alden’s commitment to building modern, client-and-advisor-focused solutions. This partnership reflects the alignment of both firms’ missions to empower advisors through integrated technology, operational efficiency, and client-centric solutions in today’s dynamic financial landscape.

As a partner-owned independent firm operating both a full-service broker-dealer and a registered investment adviser, Alden Investment Group is intentionally building a platform to meet the modern advisor’s needs—combining best-in-class tools with dedicated support across both RIA and brokerage business lines. To do so, Alden sought a clearing partner that could match its versatility, support a broad range of services, and accelerate its ability to scale with confidence. Axos Clearing stood out for its modern infrastructure, commitment to customization, and the power of Axos Complete™—a fully integrated technology suite that connects front, middle, and back-office operations.

“We’re building a platform that reflects how today’s best advisors actually work—cross-channel, tech-forward, and client-obsessed,” said Aaron Williams, Chief Growth Officer at Alden Investment Group. “Partnering with Axos Clearing gives us the tools, flexibility, and financial model to deliver that experience while staying true to our values as a modern, independent firm with a long-term vision for scale and service.”

Through this partnership, Alden will leverage Axos Complete™ to streamline operations, empower advisors with an intuitive professional workstation, and elevate the client experience through a fully branded digital portal. The result is a unified, secure platform that enables advisors to manage relationships and planning tools more efficiently—while giving clients real-time access to banking, investment accounts, and reports in one connected experience. This integration supports Alden’s continued focus on growth, innovation, and service excellence at scale.

“Alden embodies the entrepreneurial, client-first mindset we built Axos Complete™ to support,” said David Crow, EVP and Head of Axos Clearing. “They chose Axos Clearing because Axos Complete™ gives them the flexibility to run both their RIA and broker-dealer business on one platform—with the technology, service, and scalability to grow on their terms. It’s a strong alignment between two firms focused on evolving the advisor and client experience through innovation and partnership.”

About Alden Investment Group

Alden Investment Group is an independent wealth management firm headquartered on the Philadelphia Main Line. With a boutique approach and a national footprint, Alden supports investors, financial advisors, RIAs, and institutions through a flexible platform that integrates financial planning, investment solutions, and concierge client service. The firm is rapidly growing, with over $2.25 billion in assets, and remains committed to helping advisors scale their practices through personalized service, integrated technology, and a shared focus on long-term client success.

About Axos Clearing

Axos Financial, Inc., with approximately $24.0 billion in consolidated assets as of March 31, 2025, is the holding company for Axos Bank, Axos Clearing LLC and Axos Invest, Inc. Axos Bank provides consumer and business banking products nationwide through its low-cost distribution channels and affinity partners. Axos Clearing LLC (including its business division Axos Advisor Services), with approximately $37.1 billion of assets under custody and/or administration as of March 31, 2025, and Axos Invest, Inc., provide comprehensive securities clearing services to introducing broker-dealers and registered investment advisor correspondents, and digital investment advisory services to retail investors, respectively. Axos Financial, Inc.’s common stock is listed on the NYSE under the symbol “AX,” and is a component of the Russell 2000® Index, the S&P SmallCap 600® Index, the KBW Nasdaq Financial Technology Index, and the Travillian Tech-Forward Bank Index. For more information regarding Axos Clearing, please visit https://www.axosclearing.com.

Bank products and services are offered by Axos Bank®. All deposit accounts through Axos Bank brands are FDIC insured through Axos Bank. All deposit accounts of the same ownership and/or vesting held at Axos Bank are combined and insured under the same FDIC Certificate 35546. All deposit accounts through Axos Bank brands are not separately insured by the FDIC from other deposit accounts held with the same ownership and/or vesting at Axos Bank. For more information read Axos Bank’s FDIC Notice. https://www.axosbank.com/Legal/FDIC-Notice

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