SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G/A
(RULE 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
AMENDMENT NO. 1
ARTISTdirect, Inc.
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(Name of Issuer)
Common Stock, par value $0.01 per share
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(Title of Class of Securities)
04315D400*
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(CUSIP Number)
December 31, 2000
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
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* This is the new CUSIP number that was assigned to the Issuer after a
1-for-10 reverse split of the Issuer's Common Stock in July 2001. The
Issuer's old CUSIP number was 04315D103.
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CUSIP NO. 04315D400 13G PAGE 2 OF 7 PAGES
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1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Constellation Venture Capital, L.P.
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X]
(b) [ ]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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5. SOLE VOTING POWER
NUMBER OF
SHARES ------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY
EACH 226,379**
REPORTING ------------------------------------------------
PERSON 7. SOLE DISPOSITIVE POWER
WITH
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8. SHARED DISPOSITIVE POWER
226,379**
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
226,379**
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES [ ]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.4%
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12. TYPE OF REPORTING PERSON
PN
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** All share numbers have been adjusted to reflect a 1-for-10 reverse split of
the Issuer's Common Stock in July 2001.
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CUSIP NO. 04315D400 13G PAGE 3 OF 7 PAGES
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1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Constellation Ventures (BVI)
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X]
(b) [ ]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
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5. SOLE VOTING POWER
NUMBER OF
SHARES ------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY
EACH 48,734**
REPORTING ------------------------------------------------
PERSON 7. SOLE DISPOSITIVE POWER
WITH
------------------------------------------------
8. SHARED DISPOSITIVE POWER
48,734**
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
48,734**
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES [ ]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.4%
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12. TYPE OF REPORTING PERSON
PN
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---------------
** All share numbers have been adjusted to reflect a 1-for-10 reverse split of
the Issuer's Common Stock in July 2001.
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CUSIP NO. 04315D400 13G PAGE 4 OF 7 PAGES
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1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Clifford H. Friedman
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X]
(b) [ ]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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5. SOLE VOTING POWER
NUMBER OF
SHARES ------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY
EACH 275,113**
REPORTING ------------------------------------------------
PERSON 7. SOLE DISPOSITIVE POWER
WITH
------------------------------------------------
8. SHARED DISPOSITIVE POWER
275,113**
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
275,113**
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES [ ]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.7%
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12. TYPE OF REPORTING PERSON
IN
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** All share numbers have been adjusted to reflect a 1-for-10 reverse split of
the Issuer's Common Stock in July 2001.
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CUSIP NO. 04315D400 13G PAGE 5 OF 7 PAGES
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EXPLANATORY NOTE
This Amendment No. 1 to Schedule 13G, originally filed with the Securities
and Exchange Commission on August 9, 2001 (the "Schedule 13G"), is being filed
solely for the purpose of correcting a clerical error in the allocation of the
ownership of the shares of Common Stock of ARTISTdirect, Inc. ("Issuer") held by
Constellation Venture Capital, L.P. and Constellation Ventures (BVI) set forth
on the Schedule 13G. There are no changes in the aggregate beneficial ownership
of the Issuer's Common Stock by Constellation Venture Capital, L.P.,
Constellation Ventures (BVI) or Clifford H. Friedman.
ITEM 1(a). NAME OF ISSUER:
ARTISTdirect, Inc.
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
5670 Wilshire Boulevard, Suite 200
Los Angeles, CA 90036
ITEM 2(a). NAME OF PERSON FILING:
See respective cover pages
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICES OR, IF NONE, RESIDENCE:
575 Lexington Avenue
New York, NY 10022
ITEM 2(c). CITIZENSHIP
Constellation Venture Capital, L.P. is a limited partnership
organized under the laws of the United States. Constellation
Ventures (BVI) is an international business company organized
under the laws of the British Virgin Islands. Clifford H.
Friedman is a citizen of the United States.
ITEM 2(d). TITLE OF CLASS OF SECURITIES:
Common Stock, par value $0.01 per share
ITEM 2(e). CUSIP NUMBER:
04315D400*
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR
13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
Not Applicable
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* This is the new CUSIP number that was assigned to the Issuer after a 1-for-10
reverse split of the Issuer's Common Stock in July 2001. The Issuer's old
CUSIP number was 04315D103.
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CUSIP NO. 04315D400 13G PAGE 6 OF 7 PAGES
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ITEM 4. OWNERSHIP.
(a) Amount Beneficially Owned: See respective cover pages
(b) Percent of Class: See respective cover pages
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
See respective cover pages
(ii) shared power to vote or to direct the vote:
See respective cover pages
(iii) sole power to dispose or to direct the disposition
of: See respective cover pages
(iv) shared power to dispose or to direct the
disposition of: See respective cover pages
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
Not Applicable
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON.
Not Applicable
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY OR CONTROL PERSON.
Not Applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
See Exhibit A
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not Applicable
ITEM 10. CERTIFICATIONS.
Not Applicable
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CUSIP NO. 04315D400 13G PAGE 7 OF 7 PAGES
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Constellation Venture Capital, L.P.
October 26, 2001
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Date
/s/ CLIFFORD H. FRIEDMAN
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(Signature)
Name: Clifford Friedman
Title: Managing Partner
Constellation Ventures (BVI)
October 26, 2001
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Date
/s/ CLIFFORD H. FRIEDMAN
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(Signature)
Name: Clifford Friedman
Title: Managing Partner
Clifford H. Friedman
October 26, 2001
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Date
/s/ CLIFFORD H. FRIEDMAN
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(Signature)
EXHIBIT A
MEMBERS OF FILING GROUP
Constellation Venture Capital, L.P.***
Constellation Ventures (BVI)***
Clifford H. Friedman***
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*** Constellation Venture Capital, L.P. and Constellation Ventures (BVI) are
affiliated entities. Clifford H. Friedman is President and Chief Executive
Officer of Constellation Ventures (BVI) and a member of Constellation
Ventures Management, LLC, the general partner of Constellation Venture
Capital, L.P.