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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option/Right to Buy (2) | $ 6.49 | 06/23/2008 | 12/22/2017 | Common Stock | 2,000 | 2,000 | D | ||||||||
Option Right to Buy (3) | $ 5.8 | 06/23/2009 | 12/22/2018 | Common Stock | 2,000 | 2,000 | D | ||||||||
Option/Right to Buy (4) | $ 5.96 | 12/22/2009 | A | 2,000 | 06/23/2010 | 12/22/2019 | Common Stock | 2,000 | $ 5.96 | 2,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ENDY ERIC P 2037 CHERRY CREEK CIRCLE LAS VEGAS, NV 89148 |
X |
/s/ David W. Grimes by Power of Attorney for Eric P. Endy | 12/23/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Mr. Endy indirectly beneficially owns the following shares in the manner described: Paul S. Endy, Jr. Living Trust 235,924; Daren Chang Endy Irrevocable Trust 6,000 shares; Nevin Chao Endy Irrevocable Trust 6,000 shares; Celine Endy Irrevocable Trust 6,000 shares; and Hsiao Chin Endy (Spouse) 6,000 shares. |
(2) | As previously reported, on December 22, 2007, Gaming Partners International Corporation (the "Company") granted Mr. Endy an option to purchase 2,000 shares of the Company's common stock at $6.49 per share pursuant to the Company's 1994 Stock Option Plan, as amended (the "Plan"). The grant was exempt under Rule 16b-3. The option is currently fully vested and exercisable. |
(3) | As previously reported, on December 22, 2008, the Company granted Mr. Endy an option to purchase 2,000 shares of the Company's common stock at $5.80 per share pursuant to the Plan. The grant was exempt under Rule 16b-3. The option is currently fully vested and exercisable. |
(4) | On December 22, 2009, the Company granted Mr. Endy an option to purchase 2,000 shares of the Company's common stock at $5.96 pursuant to the Plan. The grant was exempt under Rule 16b-3. The option was fully vested upon the date of grant, but not exercisable until June 23, 2010. |