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Latest News about securities
Recent news which mentions securities
Billionaire Gautam Adani and nephew agree to pay $18 million in SEC settlement over fraud allegations
May 15, 2026
Tags
Asia Economy
Asia: Business
Securities
From
CNBC.com News
TRUMP, Dogecoin, PEPE Type Memecoins Not Securities, Says The SEC But Fraud Related To Offer And Sale Subject To Enforcement
February 27, 2025
Tickers
NEWS
SEC
Tags
TRUMP
$MELANIA
SEC
From
Benzinga
Are Fartcoin, MooDeng Tokens Securities? Solana-based Memecoin Creator Pump.fun Slapped With Class-Action Lawsuit
January 31, 2025
Tickers
NEWS
Tags
securities
News
MemeCoins
From
Benzinga
SEC sues Elon Musk, alleging failure to properly disclose Twitter ownership
January 14, 2025
Tickers
LAW
LAWS
Tags
Business
Securities
US: News
From
CNBC.com News
SEC charges Cantor Fitzgerald, led by Trump’s Commerce pick, with breaking securities laws
December 12, 2024
Tickers
LAW
LAWS
Tags
Breaking News: Markets
Cantor Equity Partners Inc
Markets
From
CNBC.com News
Securities Litigation Attorney Dharmi C. Mehta, Esq., Joins Jacko Law Group, PC ("JLG")
May 21, 2024
Tags
Investment
San Diego
United States
From
PRLog
A Trump SEC would aim to reverse climate disclosure rule, ratchet up ESG fights, sources say
May 02, 2024
Tags
Climate
Law and Regulation
Government and politics
From
CNBC.com News
Pimco's Sonali Pier lets her 'cautious contrarianism' speak for itself: The bets she's making now
March 07, 2024
Tags
Securities
Investment strategy
Fixed income funds
From
CNBC.com News
What the SEC climate disclosure rule may mean for investors
March 04, 2024
Tags
Law and Regulation
Climate
Climate change
From
CNBC.com News
BP exec's husband guilty of insider trading $1.8 million, snooped on her calls
February 25, 2024
Tags
Government Agencies
Securities
Energy
From
CNBC.com News
Treasury proposes rule to extend anti-money laundering regs to investment advisers
February 13, 2024
Tags
Elections
Politics
Breaking News: Politics
From
CNBC.com News
Fairmint is the First SEC-Registered Transfer Agent to Adopt the Transfer Agent Protocol (TAP)
February 06, 2024
Tickers
TAP
Tags
Business
Software
Investment
From
PRLog
Circle Argues Stablecoins Are Not Securities, Files Friend of Court Brief In Binance-SEC Case
September 29, 2023
Tickers
COIN
SEC
Tags
Cryptocurrency
COIN
Markets
From
Benzinga
Here's why some economists are concerned student loans may cause the next big bubble
August 31, 2023
Tags
Goldman Sachs Group Inc
Policy
Debt
From
CNBC.com News
SEC fines JPMorgan subsidiary for deleting 47 million emails, some related to subpoenas
June 22, 2023
Tickers
LAW
LAWS
Tags
Securities
Banks
Law and Regulation
From
CNBC.com News
EU Addresses Regulatory Challenges In Digital Finance, Crypto Assets After MiCA
June 01, 2023
Tags
Markets
Autonomous Organizations
Markets in Crypto Assets
From
Benzinga
Elon Musk still needs "Twitter sitter," judge rules
May 15, 2023
Tags
Autos
Breaking news
Government and politics
From
CNBC.com News
SEC's Gensler says 'the law is clear' for crypto exchanges and that they must comply with regulators
April 27, 2023
Tags
Technology
Securities
Crypto
From
CNBC.com News
NJ deli stock fraud defendant denied bail as judge calls him a serious flight risk
April 17, 2023
Tags
Investment Fraud
Business
Securities fraud
From
CNBC.com News
SEC Chairman Gensler says 'Scope 3' emissions disclosures aren't 'well developed,' hinting they could be scaled back in climate rule
March 06, 2023
Tags
Politics
Breaking News: Politics
Markets
From
CNBC.com News
Top House Republicans scrutinize SEC investigation of failed crypto exchange FTX
February 10, 2023
Tags
Breaking News: Politics
Crypto
Politics
From
CNBC.com News
SEC weighs making 'adjustments' to controversial climate risk disclosure rule, Chairman Gensler says
February 10, 2023
Tags
Climate
US Top News and Analysis
Regulations
From
CNBC.com News
Liquidators Subpoena Founders Of Failed Crypto Hedge Fund Three Arrows Capital Via Twitter
January 05, 2023
Tags
Cryptocurrency
Su Zhu
twitter
From
Benzinga
Judge pauses SEC case in alleged NJ deli stock fraud in favor of criminal probe
December 21, 2022
Tags
Hometown International Inc
Collusion
Corruption
From
CNBC.com News
House Financial Services Chair Waters doesn't plan to subpoena Sam Bankman-Fried to testify at hearing on FTX collapse
December 07, 2022
Tags
Markets
Securities
Crime
From
CNBC.com News
Sam Bankman-Fried could face years in prison over FTX's $32 billion meltdown — if the U.S. ever gets around to arresting him
December 05, 2022
Tags
Fraud and false statements
Corporate Fraud
Corporate bankruptcy
From
CNBC.com News
Bahamas regulators confirm they're holding some of FTX's assets
November 18, 2022
Tags
Regulations
Securities regulation
Court decisions
From
CNBC.com News
Accused fraudster Justin Costello has history of posing as billionaire and threatening cops, police say
November 02, 2022
Tickers
LAW
LAWS
Tags
Court decisions
Breaking News: Politics
Politics
From
CNBC.com News
Hamilton Grant Announces Rebranding and Expanded Services
October 25, 2022
Tickers
MA
Tags
United States
Investment
Investmentbank
From
PRLog
Here's what the Wells Fargo cross-selling scandal means for the bank's growth
October 19, 2022
Tickers
LAWS
Tags
JPMorgan Chase & Co
Derivatives
TV news
From
CNBC.com News
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