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Latest News about Securities
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TRUMP, Dogecoin, PEPE Type Memecoins Not Securities, Says The SEC But Fraud Related To Offer And Sale Subject To Enforcement
February 27, 2025
Tickers
NEWS
SEC
Tags
MemeCoins
securities
$PEPE
From
Benzinga
Are Fartcoin, MooDeng Tokens Securities? Solana-based Memecoin Creator Pump.fun Slapped With Class-Action Lawsuit
January 31, 2025
Tickers
NEWS
Tags
News
Class Action Lawsuit
$SOL
From
Benzinga
SEC sues Elon Musk, alleging failure to properly disclose Twitter ownership
January 14, 2025
Tickers
LAW
LAWS
Tags
US: News
Social media
Laws
From
CNBC.com News
SEC charges Cantor Fitzgerald, led by Trump’s Commerce pick, with breaking securities laws
December 12, 2024
Tickers
LAW
LAWS
Tags
White House
Crime
Markets
From
CNBC.com News
Securities Litigation Attorney Dharmi C. Mehta, Esq., Joins Jacko Law Group, PC ("JLG")
May 21, 2024
Tags
Securities
Investment
Securities Litigation
From
PRLog
A Trump SEC would aim to reverse climate disclosure rule, ratchet up ESG fights, sources say
May 02, 2024
Tags
Politics
BlackRock Inc
Climate Policy
From
CNBC.com News
Pimco's Sonali Pier lets her 'cautious contrarianism' speak for itself: The bets she's making now
March 07, 2024
Tags
Bonds
Markets
Mortgages
From
CNBC.com News
What the SEC climate disclosure rule may mean for investors
March 04, 2024
Tags
Regulations
Environment and nature
Personal finance
From
CNBC.com News
BP exec's husband guilty of insider trading $1.8 million, snooped on her calls
February 25, 2024
Tags
Breaking News: Markets
Insider Trading
Politics
From
CNBC.com News
Treasury proposes rule to extend anti-money laundering regs to investment advisers
February 13, 2024
Tags
White House
Regulations
Securities fraud
From
CNBC.com News
Fairmint is the First SEC-Registered Transfer Agent to Adopt the Transfer Agent Protocol (TAP)
February 06, 2024
Tickers
TAP
Tags
Startup
New York City
Cap Table
From
PRLog
Circle Argues Stablecoins Are Not Securities, Files Friend of Court Brief In Binance-SEC Case
September 29, 2023
Tickers
COIN
SEC
Tags
Market News
$BUSD
securities
From
Benzinga
Here's why some economists are concerned student loans may cause the next big bubble
August 31, 2023
Tags
Securities
Securitization
SLM Corp
From
CNBC.com News
SEC fines JPMorgan subsidiary for deleting 47 million emails, some related to subpoenas
June 22, 2023
Tickers
LAW
LAWS
Tags
Law and Regulation
Laws
Business News
From
CNBC.com News
EU Addresses Regulatory Challenges In Digital Finance, Crypto Assets After MiCA
June 01, 2023
Tags
decentralized finance
European Parliament
securities
From
Benzinga
Elon Musk still needs "Twitter sitter," judge rules
May 15, 2023
Tags
Social media
Crime
Climate
From
CNBC.com News
SEC's Gensler says 'the law is clear' for crypto exchanges and that they must comply with regulators
April 27, 2023
Tags
Social media
Cryptocurrency
Markets
From
CNBC.com News
NJ deli stock fraud defendant denied bail as judge calls him a serious flight risk
April 17, 2023
Tags
Collusion
Markets
Securities fraud
From
CNBC.com News
SEC Chairman Gensler says 'Scope 3' emissions disclosures aren't 'well developed,' hinting they could be scaled back in climate rule
March 06, 2023
Tags
Politics
Markets
Congress
From
CNBC.com News
Top House Republicans scrutinize SEC investigation of failed crypto exchange FTX
February 10, 2023
Tags
Crypto
Technology
Policy
From
CNBC.com News
SEC weighs making 'adjustments' to controversial climate risk disclosure rule, Chairman Gensler says
February 10, 2023
Tags
Policy
US Top News and Analysis
Markets
From
CNBC.com News
Liquidators Subpoena Founders Of Failed Crypto Hedge Fund Three Arrows Capital Via Twitter
January 05, 2023
Tags
Markets
Su Zhu
Chapter 15
From
Benzinga
Judge pauses SEC case in alleged NJ deli stock fraud in favor of criminal probe
December 21, 2022
Tags
Collusion
Retail industry
Business News
From
CNBC.com News
House Financial Services Chair Waters doesn't plan to subpoena Sam Bankman-Fried to testify at hearing on FTX collapse
December 07, 2022
Tags
Politics
US: News
Markets
From
CNBC.com News
Sam Bankman-Fried could face years in prison over FTX's $32 billion meltdown — if the U.S. ever gets around to arresting him
December 05, 2022
Tags
Collusion
FinTech
Crime
From
CNBC.com News
Bahamas regulators confirm they're holding some of FTX's assets
November 18, 2022
Tags
Bankruptcy
Securities regulation
Securities fraud
From
CNBC.com News
Accused fraudster Justin Costello has history of posing as billionaire and threatening cops, police say
November 02, 2022
Tickers
LAW
LAWS
Tags
Securities fraud
US: News
Fraud and false statements
From
CNBC.com News
Hamilton Grant Announces Rebranding and Expanded Services
October 25, 2022
Tickers
MA
Tags
Financial
Compliance
M A
From
PRLog
Here's what the Wells Fargo cross-selling scandal means for the bank's growth
October 19, 2022
Tickers
LAWS
Tags
Corporate Fraud
Securities
TV news
From
CNBC.com News
Eight states file enforcement action against crypto lending platform Nexo
September 26, 2022
Tags
CNBC Investigations
Politics
Cryptocurrency
From
CNBC.com News
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