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Latest News about Securities

Recent news which mentions Securities

TRUMP, Dogecoin, PEPE Type Memecoins Not Securities, Says The SEC But Fraud Related To Offer And Sale Subject To Enforcement
February 27, 2025
Tickers NEWS SEC
Tags $MELANIA securities Benzinga
From Benzinga
Are Fartcoin, MooDeng Tokens Securities? Solana-based Memecoin Creator Pump.fun Slapped With Class-Action Lawsuit
January 31, 2025
Tickers NEWS
Tags Class Action Lawsuit News Cryptocurrency
From Benzinga
SEC sues Elon Musk, alleging failure to properly disclose Twitter ownership
January 14, 2025
Tickers LAW LAWS
Tags Securities Law US: News
From CNBC.com News
SEC charges Cantor Fitzgerald, led by Trump’s Commerce pick, with breaking securities laws
December 12, 2024
Tickers LAW LAWS
Tags Breaking News: Politics Crime Economy
From CNBC.com News
Securities Litigation Attorney Dharmi C. Mehta, Esq., Joins Jacko Law Group, PC ("JLG")
May 21, 2024
Tags Corporate Litigation Financial Securities Litigation
From PRLog
A Trump SEC would aim to reverse climate disclosure rule, ratchet up ESG fights, sources say
May 02, 2024
Tags Regulations Politics Law and Regulation
From CNBC.com News
Pimco's Sonali Pier lets her 'cautious contrarianism' speak for itself: The bets she's making now
March 07, 2024
Tags Mortgages Breaking News: Markets Breaking News: Investing
From CNBC.com News
What the SEC climate disclosure rule may mean for investors
March 04, 2024
Tags Government Agencies Climate change Securities
From CNBC.com News
BP exec's husband guilty of insider trading $1.8 million, snooped on her calls
February 25, 2024
Tags Social Security Breaking News: Politics Defense
From CNBC.com News
Treasury proposes rule to extend anti-money laundering regs to investment advisers
February 13, 2024
Tags Hedge Funds Policy Breaking News: Politics
From CNBC.com News
Fairmint is the First SEC-Registered Transfer Agent to Adopt the Transfer Agent Protocol (TAP)
February 06, 2024
Tickers TAP
Tags Transfer Agent Cap Table Fundraising
From PRLog
Circle Argues Stablecoins Are Not Securities, Files Friend of Court Brief In Binance-SEC Case
September 29, 2023
Tickers COIN SEC
Tags Legal $BUSD COIN
From Benzinga
Here's why some economists are concerned student loans may cause the next big bubble
August 31, 2023
Tags Mortgages Policy Securitization
From CNBC.com News
SEC fines JPMorgan subsidiary for deleting 47 million emails, some related to subpoenas
June 22, 2023
Tickers LAW LAWS
Tags Politics Business Laws
From CNBC.com News
EU Addresses Regulatory Challenges In Digital Finance, Crypto Assets After MiCA
June 01, 2023
Tags Markets in Crypto Assets $ETH Markets
From Benzinga
Elon Musk still needs "Twitter sitter," judge rules
May 15, 2023
Tags Breaking news Government and politics Securities
From CNBC.com News
SEC's Gensler says 'the law is clear' for crypto exchanges and that they must comply with regulators
April 27, 2023
Tags Securities Markets Bitcoin
From CNBC.com News
NJ deli stock fraud defendant denied bail as judge calls him a serious flight risk
April 17, 2023
Tags Securities fraud Collusion Business
From CNBC.com News
SEC Chairman Gensler says 'Scope 3' emissions disclosures aren't 'well developed,' hinting they could be scaled back in climate rule
March 06, 2023
Tags U/S/ Economy Congress Securities
From CNBC.com News
Top House Republicans scrutinize SEC investigation of failed crypto exchange FTX
February 10, 2023
Tags US Economy US Top News and Analysis US Homepage
From CNBC.com News
SEC weighs making 'adjustments' to controversial climate risk disclosure rule, Chairman Gensler says
February 10, 2023
Tags Policy Breaking News: Politics US Homepage
From CNBC.com News
Liquidators Subpoena Founders Of Failed Crypto Hedge Fund Three Arrows Capital Via Twitter
January 05, 2023
Tags centralized Exchanges crypto hedge fund crypto hedge funds
From Benzinga
Judge pauses SEC case in alleged NJ deli stock fraud in favor of criminal probe
December 21, 2022
Tags Lawsuits Business Collusion
From CNBC.com News
House Financial Services Chair Waters doesn't plan to subpoena Sam Bankman-Fried to testify at hearing on FTX collapse
December 07, 2022
Tags Congress Markets Securities
From CNBC.com News
Sam Bankman-Fried could face years in prison over FTX's $32 billion meltdown — if the U.S. ever gets around to arresting him
December 05, 2022
Tags Crypto Collusion Corporate bankruptcy
From CNBC.com News
Bahamas regulators confirm they're holding some of FTX's assets
November 18, 2022
Tags Regulations Securities fraud Corporate bankruptcy
From CNBC.com News
Accused fraudster Justin Costello has history of posing as billionaire and threatening cops, police say
November 02, 2022
Tickers LAW LAWS
Tags Business Securities fraud Politics
From CNBC.com News
Hamilton Grant Announces Rebranding and Expanded Services
October 25, 2022
Tickers MA
Tags Financial Compliance United States
From PRLog
Here's what the Wells Fargo cross-selling scandal means for the bank's growth
October 19, 2022
Tickers LAWS
Tags Securities regulation Consumer fraud Antitrust
From CNBC.com News
Eight states file enforcement action against crypto lending platform Nexo
September 26, 2022
Tags Cryptocurrency Technology Politics
From CNBC.com News
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