NEW YORK, NY, Feb. 13, 2025 (GLOBE NEWSWIRE) -- Maurice Dacosta, an experienced financial executive with extensive expertise in financial control, regulatory compliance, and broker-dealer operations, has joined Spartan Capital Securities as Chief Financial Officer. With nearly two decades of experience in financial leadership roles spanning broker-dealer, private banking, and asset management sectors, Mr. Dacosta brings a deep understanding of financial operations, internal controls, and compliance, making him a valuable addition to the Spartan team.
Mr. Dacosta most recently served as Controller and FINOP at Itau BBA USA Securities, Inc. from 2014 to 2025, overseeing financial operations and regulatory compliance. His career also includes notable roles as Controller at Louis Capital Markets, LP from 2007 to 2012 and at Tullett Prebon from 1996 to 2007, where he managed financial reporting, regulatory reporting, and external audit functions. A licensed Series 27 Financial and Operations Principal (FINOP), Mr. Dacosta specializes in the broker-dealer space and has been instrumental in streamlining financial processes and enhancing operational efficiencies throughout his career. Mr. Dacosta earned his Bachelor of Science in Accounting from St. John’s University, solidifying his foundation in financial management and regulatory reporting.
Spartan Capital Securities’ Founder and CEO, John Lowry, commented: “We are very pleased to welcome Maurice Dacosta to the Spartan team. His extensive expertise in financial control, broker-dealer operations, and regulatory compliance aligns perfectly with our firm’s strategic objectives. As we continue to grow, Maurice’s leadership and industry acumen will be instrumental in optimizing our financial and operational efficiencies.”
About Spartan Capital Securities, LLC (SCS):
Spartan Capital Securities, LLC is a full-service, integrated financial services firm that provides sound investment guidance for high-net-worth individuals and institutions. Their in-depth market knowledge, calculated risk management strategy, and investment acumen have earned them a strong reputation as trusted financial advisors. Spartan Capital’s experienced investment professionals provide highly customized personal service, tailoring an asset allocation program to enable each client to meet their financial goals. Spartan Capital also offers advisory and insurance services through its affiliates, Spartan Capital Private Wealth Management, LLC, and Spartan Capital Insurance Services, LLC.
For inquiries, contact: info@spartancapital.com
John D. Lowry
Spartan Capital Securities
+1 (212) 293-0123
