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    SEC Charges Galois Capital With Custody Rule Violations, Misleading Investors
    Via Benzinga
    Topics Regulatory Compliance
    Exposures Legal Regulatory
    Super Micro Computer Stock Crashed Last Week -- Does a Recent SEC Filing Make This a Buying Opportunity Ahead of Its Stock Split?
    Via The Motley Fool
    Topics Regulatory Compliance
    Exposures Legal Regulatory
    Tickers SMCI
    Quarter End Window Dressing Will Become Monthly
    Via Talk Markets
    Topics ETFs Regulatory Compliance
    Exposures Legal Regulatory
    SEC 'Reserves' Right To Oppose Bankrupt Crypto Exchange FTX's Plan To Pay Creditors In Stablecoins
    Via Benzinga
    Topics Bankruptcy Regulatory Compliance
    Exposures Financial Legal Regulatory
    XRP Community Alleges SEC Of Manipulating Crypto Market
    Via Talk Markets
    Topics Regulatory Compliance
    Exposures Legal Regulatory
    Starlink Ineligible For Nearly $900M In Subsidies, Says FCC: SpaceX CEO Elon Musk Says It Is 'Flat-Out Lying'
    Via Benzinga
    Exposures Regulatory
    Scaramucci And Mark Cuban Speak Out Against SEC's Crypto Scrutiny, Market Dip Triggers Liquidations, And More: This Week In Crypto
    Via Benzinga
    Topics Regulatory Compliance
    Exposures Legal Regulatory
    Why Focus Universal Stock Is Up Today
    Via Benzinga
    Topics Regulatory Compliance
    Exposures Legal Regulatory
    Tickers FCUV
    Franklin Resources, Inc. Is Being Investigated for Potential Securities Law Violations - Contact Kaplan Fox & Kilsheimer LLP
    Via NewMediaWire
    Topics Regulatory Compliance
    Exposures Legal Regulatory
    Tickers BEN
    Franklin Resources, Inc. Is Being Investigated for Potential Securities Law Violations - Contact Kaplan Fox &amp; Kilsheimer LLP
    Via TheNewswire.com
    Topics Regulatory Compliance
    Exposures Legal Regulatory
    Tickers BEN
    Franklin Resources, Inc. Investors Are Encouraged to Contact Kaplan Fox &amp; Kilsheimer LLP Regarding Potential Securities Law Violations
    Via TheNewswire.com
    Topics Regulatory Compliance
    Exposures Legal Regulatory
    Tickers BEN
    Mark Cuban Slams The SEC For Being 'A Mess' And Only Caring About Wall Street – 'I Wouldn't Trust Them To Do The Right Thing Ever'
    Via Benzinga
    Topics Regulatory Compliance
    Exposures Legal Regulatory
    'Crypto Mom' Hester Peirce Expresses Concern At SEC's Regulatory Approach On Digital Assets: 'I Worry It Can End Up Taking Away Several Benefits That Crypto Offers'
    Via Benzinga
    Topics Regulatory Compliance
    Exposures Legal Regulatory
    Former Trump Aide Anthony Scaramucci Says SEC's Gary Gensler Wants Kamala Harris To Lose Upcoming Election After NFT Platform OpenSea Receives Wells Notice
    Via Benzinga
    Topics Government Regulatory Compliance
    Exposures Legal Political Regulatory
    Mark Cuban Wonders If SEC Chair Gary Gensler Is Doing 'Everything In His Power' To End Elizabeth Warren's Senate Career
    Via Benzinga
    Topics Regulatory Compliance
    Exposures Legal Regulatory
    The Impact of Cryptocurrency Regulation on Global Markets
    Via AB Newswire
    Topics Regulatory Compliance
    Exposures Legal Regulatory
    SEC Wants To 'Stifle Creativity' With Latest Wells Notice To OpenSea, Blockchain Industry Leaders Say
    Via Benzinga
    Topics Regulatory Compliance
    Exposures Legal Regulatory
    ETFs Must Report Portfolio Holdings Every Month, SEC Rules: What It Means For Investors
    Via Benzinga
    Topics ETFs Regulatory Compliance
    Exposures Legal Regulatory
    OpenSea Receives Wells Notice, Faces Potential SEC Lawsuit Over NFT Classification
    Via Benzinga
    Topics Lawsuit Regulatory Compliance
    Exposures Financial Legal Regulatory
    Tickers COIN HOOD
    KPMG US Announces Formation of Independent Audit Quality Advisory Committee to Build on the Success of Quality Initiatives
    Via Newsfile
    Topics Regulatory Compliance
    Exposures Legal Regulatory
    Gary Gensler-Led SEC Charges Brothers With $60M Crypto-Related Ponzi Scheme
    Via Benzinga
    Topics Regulatory Compliance
    Exposures Legal Regulatory
    GameStop's Second Meme Surge Fails To Draw 2021's Retail Investor Crowd, SEC Data Shows (CORRECTED)
    Via Benzinga
    Topics Regulatory Compliance
    Exposures Legal Regulatory
    Tickers AMC GME
    Nasdaq Seeks SEC Approval For Bitcoin Index Options, Following NYSE's Lead
    Via Benzinga
    Topics Regulatory Compliance
    Exposures Legal Regulatory
    BioMedNewsBreaks — IGC Pharma Inc. (NYSE American: IGC) Announces Stockholders’ Approval of All Disclosed Proposals at 2024 Annual Meeting
    Via Investor Brand Network
    Topics Artificial Intelligence Intellectual Property Regulatory Compliance
    Exposures Artificial Intelligence Intellectual Property Legal
    Tickers IGC
    After Binance And Coinbase, Gary Gensler-Led SEC Set To Lock Horns With Crypto Exchange Kraken
    Via Benzinga
    Topics Lawsuit Regulatory Compliance
    Exposures Financial Legal Regulatory
    Tickers COIN
    Plans for New Acquisition of Clinics Generating $100 Million to Complement Progress on Accelerated Drug Approval for Bipolar Depression and Related Disorders: NRx Pharmaceuticals, Inc. (Nasdaq: NRXP)
    Via Get News
    Topics Regulatory Compliance
    Exposures Legal Regulatory
    Tickers NRXP
    Planning For Your Pets With a Trust
    Via PRLog
    Topics Regulatory Compliance Retirement
    Exposures Legal Pension Regulatory
    BEN is Being Investigated for Potential Securities Law Violations - Contact Kaplan Fox & Kilsheimer LLP
    Via NewMediaWire
    Topics Regulatory Compliance
    Exposures Legal Regulatory
    Tickers BEN
    BEN is Being Investigated for Potential Securities Law Violations - Contact Kaplan Fox &amp; Kilsheimer LLP
    Via TheNewswire.com
    Topics Regulatory Compliance
    Exposures Legal Regulatory
    Tickers BEN
    Kaplan Fox & Kilsheimer LLP is Investigating Franklin Resources, Inc. (BEN) for Potential Securities Law Violations
    Via NewMediaWire
    Topics Regulatory Compliance
    Exposures Legal Regulatory
    Tickers BEN
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