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Latest News about Securities
Recent news which mentions Securities
TRUMP, Dogecoin, PEPE Type Memecoins Not Securities, Says The SEC But Fraud Related To Offer And Sale Subject To Enforcement
February 27, 2025
Tickers
NEWS
SEC
Tags
$TRUMP
Howey Test
Cryptocurrency
From
Benzinga
Are Fartcoin, MooDeng Tokens Securities? Solana-based Memecoin Creator Pump.fun Slapped With Class-Action Lawsuit
January 31, 2025
Tickers
NEWS
Tags
Class Action Lawsuit
Pump/Fun
Cryptocurrency
From
Benzinga
SEC sues Elon Musk, alleging failure to properly disclose Twitter ownership
January 14, 2025
Tickers
LAW
LAWS
Tags
Securities
Laws
US: News
From
CNBC.com News
SEC charges Cantor Fitzgerald, led by Trump’s Commerce pick, with breaking securities laws
December 12, 2024
Tickers
LAW
LAWS
Tags
A SPAC III Acquisition Corp
Laws
Markets
From
CNBC.com News
Securities Litigation Attorney Dharmi C. Mehta, Esq., Joins Jacko Law Group, PC ("JLG")
May 21, 2024
Tags
Securities Attorney
Investment Advisers
Financial
From
PRLog
A Trump SEC would aim to reverse climate disclosure rule, ratchet up ESG fights, sources say
May 02, 2024
Tags
Law and Regulation
Climate Policy
Securities
From
CNBC.com News
Pimco's Sonali Pier lets her 'cautious contrarianism' speak for itself: The bets she's making now
March 07, 2024
Tags
Bonds
Fixed income funds
Breaking News: Investing
From
CNBC.com News
What the SEC climate disclosure rule may mean for investors
March 04, 2024
Tags
Climate change
Investing
Environment and nature
From
CNBC.com News
BP exec's husband guilty of insider trading $1.8 million, snooped on her calls
February 25, 2024
Tags
Social Security
Insider Trading
Oil and Gas
From
CNBC.com News
Treasury proposes rule to extend anti-money laundering regs to investment advisers
February 13, 2024
Tags
Law and Regulation
Regulations
Securities fraud
From
CNBC.com News
Fairmint is the First SEC-Registered Transfer Agent to Adopt the Transfer Agent Protocol (TAP)
February 06, 2024
Tickers
TAP
Tags
Securities
Transfer Agent
Cap Table
From
PRLog
Circle Argues Stablecoins Are Not Securities, Files Friend of Court Brief In Binance-SEC Case
September 29, 2023
Tickers
COIN
SEC
Tags
$BNB
Cryptocurrency
Government
From
Benzinga
Here's why some economists are concerned student loans may cause the next big bubble
August 31, 2023
Tags
Debt
Personal debt
Recessions and depressions
From
CNBC.com News
SEC fines JPMorgan subsidiary for deleting 47 million emails, some related to subpoenas
June 22, 2023
Tickers
LAW
LAWS
Tags
JPMorgan Chase & Co
US: News
Laws
From
CNBC.com News
EU Addresses Regulatory Challenges In Digital Finance, Crypto Assets After MiCA
June 01, 2023
Tags
European Parliament
Markets
Benzinga
From
Benzinga
Elon Musk still needs "Twitter sitter," judge rules
May 15, 2023
Tags
Social Media
Crime
Social issues
From
CNBC.com News
SEC's Gensler says 'the law is clear' for crypto exchanges and that they must comply with regulators
April 27, 2023
Tags
Securities
Bitcoin
Asia Politics
From
CNBC.com News
NJ deli stock fraud defendant denied bail as judge calls him a serious flight risk
April 17, 2023
Tags
Business News
Securities
Securities fraud
From
CNBC.com News
SEC Chairman Gensler says 'Scope 3' emissions disclosures aren't 'well developed,' hinting they could be scaled back in climate rule
March 06, 2023
Tags
Accounting
U/S/ Economy
Breaking News: Politics
From
CNBC.com News
Top House Republicans scrutinize SEC investigation of failed crypto exchange FTX
February 10, 2023
Tags
Markets
Technology
US Homepage
From
CNBC.com News
SEC weighs making 'adjustments' to controversial climate risk disclosure rule, Chairman Gensler says
February 10, 2023
Tags
Regulations
US Homepage
Technology
From
CNBC.com News
Liquidators Subpoena Founders Of Failed Crypto Hedge Fund Three Arrows Capital Via Twitter
January 05, 2023
Tags
subpoena
crypto hedge fund
Three Arrows Capital
From
Benzinga
Judge pauses SEC case in alleged NJ deli stock fraud in favor of criminal probe
December 21, 2022
Tags
Corruption
Collusion
Business
From
CNBC.com News
House Financial Services Chair Waters doesn't plan to subpoena Sam Bankman-Fried to testify at hearing on FTX collapse
December 07, 2022
Tags
Securities
Technology
Congress
From
CNBC.com News
Sam Bankman-Fried could face years in prison over FTX's $32 billion meltdown — if the U.S. ever gets around to arresting him
December 05, 2022
Tags
Corruption
Technology
Corporate crime
From
CNBC.com News
Bahamas regulators confirm they're holding some of FTX's assets
November 18, 2022
Tags
Court decisions
Technology
Corporate bankruptcy
From
CNBC.com News
Accused fraudster Justin Costello has history of posing as billionaire and threatening cops, police say
November 02, 2022
Tickers
LAW
LAWS
Tags
Court decisions
Marijuana
Politics
From
CNBC.com News
Hamilton Grant Announces Rebranding and Expanded Services
October 25, 2022
Tickers
MA
Tags
Los Angeles
United States
Business
From
PRLog
Here's what the Wells Fargo cross-selling scandal means for the bank's growth
October 19, 2022
Tickers
LAWS
Tags
Corporate Fraud
Mortgages
Securities
From
CNBC.com News
Eight states file enforcement action against crypto lending platform Nexo
September 26, 2022
Tags
Bitcoin
CNBC Investigations
Securities
From
CNBC.com News
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