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Latest News about Securities
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TRUMP, Dogecoin, PEPE Type Memecoins Not Securities, Says The SEC But Fraud Related To Offer And Sale Subject To Enforcement
February 27, 2025
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NEWS
SEC
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TRUMP
Howey Test
From
Benzinga
Are Fartcoin, MooDeng Tokens Securities? Solana-based Memecoin Creator Pump.fun Slapped With Class-Action Lawsuit
January 31, 2025
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NEWS
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Solana
Pump/Fun
MemeCoins
From
Benzinga
SEC sues Elon Musk, alleging failure to properly disclose Twitter ownership
January 14, 2025
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LAW
LAWS
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Breaking News: Technology
Securities
Laws
From
CNBC.com News
SEC charges Cantor Fitzgerald, led by Trump’s Commerce pick, with breaking securities laws
December 12, 2024
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LAW
LAWS
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Crime
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From
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Securities Litigation Attorney Dharmi C. Mehta, Esq., Joins Jacko Law Group, PC ("JLG")
May 21, 2024
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Securities Litigation
California
Corporate Litigation
From
PRLog
A Trump SEC would aim to reverse climate disclosure rule, ratchet up ESG fights, sources say
May 02, 2024
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Climate
Breaking News: Politics
Government and politics
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CNBC.com News
Pimco's Sonali Pier lets her 'cautious contrarianism' speak for itself: The bets she's making now
March 07, 2024
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Breaking News: Markets
Investment strategy
Investing
From
CNBC.com News
What the SEC climate disclosure rule may mean for investors
March 04, 2024
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Law and Regulation
Regulations
Investing
From
CNBC.com News
BP exec's husband guilty of insider trading $1.8 million, snooped on her calls
February 25, 2024
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Government Agencies
Markets
Securities
From
CNBC.com News
Treasury proposes rule to extend anti-money laundering regs to investment advisers
February 13, 2024
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White House
Securities
Policy
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Fairmint is the First SEC-Registered Transfer Agent to Adopt the Transfer Agent Protocol (TAP)
February 06, 2024
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Business
Software
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From
PRLog
Circle Argues Stablecoins Are Not Securities, Files Friend of Court Brief In Binance-SEC Case
September 29, 2023
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COIN
SEC
Tags
Markets
securities
News
From
Benzinga
Here's why some economists are concerned student loans may cause the next big bubble
August 31, 2023
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Personal debt
Auto loans
Financial crisis
From
CNBC.com News
SEC fines JPMorgan subsidiary for deleting 47 million emails, some related to subpoenas
June 22, 2023
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LAW
LAWS
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Law and Regulation
Regulations
Breaking News: Politics
From
CNBC.com News
EU Addresses Regulatory Challenges In Digital Finance, Crypto Assets After MiCA
June 01, 2023
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Crypto Securities
European Parliament
$ETH
From
Benzinga
Elon Musk still needs "Twitter sitter," judge rules
May 15, 2023
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Securities
Breaking news
Government and politics
From
CNBC.com News
SEC's Gensler says 'the law is clear' for crypto exchanges and that they must comply with regulators
April 27, 2023
Tags
Crypto
Social media
Bitcoin
From
CNBC.com News
NJ deli stock fraud defendant denied bail as judge calls him a serious flight risk
April 17, 2023
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Breaking News: Business
Securities
Collusion
From
CNBC.com News
SEC Chairman Gensler says 'Scope 3' emissions disclosures aren't 'well developed,' hinting they could be scaled back in climate rule
March 06, 2023
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Accounting
White House
U/S/ Economy
From
CNBC.com News
Top House Republicans scrutinize SEC investigation of failed crypto exchange FTX
February 10, 2023
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Markets
Policy
US Homepage
From
CNBC.com News
SEC weighs making 'adjustments' to controversial climate risk disclosure rule, Chairman Gensler says
February 10, 2023
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Politics
US Economy
U/S/ Economy
From
CNBC.com News
Liquidators Subpoena Founders Of Failed Crypto Hedge Fund Three Arrows Capital Via Twitter
January 05, 2023
Tags
unregistered shares
Fiat assets
centralized Exchanges
From
Benzinga
Judge pauses SEC case in alleged NJ deli stock fraud in favor of criminal probe
December 21, 2022
Tags
Corporate Fraud
Business
US: News
From
CNBC.com News
House Financial Services Chair Waters doesn't plan to subpoena Sam Bankman-Fried to testify at hearing on FTX collapse
December 07, 2022
Tags
Policy
Markets
Securities
From
CNBC.com News
Sam Bankman-Fried could face years in prison over FTX's $32 billion meltdown — if the U.S. ever gets around to arresting him
December 05, 2022
Tags
Bankruptcy
Corporate bankruptcy
Corporate Fraud
From
CNBC.com News
Bahamas regulators confirm they're holding some of FTX's assets
November 18, 2022
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Court decisions
Securities
Bankruptcy
From
CNBC.com News
Accused fraudster Justin Costello has history of posing as billionaire and threatening cops, police say
November 02, 2022
Tickers
LAW
LAWS
Tags
Court decisions
Securities
Fraud and false statements
From
CNBC.com News
Hamilton Grant Announces Rebranding and Expanded Services
October 25, 2022
Tickers
MA
Tags
Financial
Securities
Investment
From
PRLog
Here's what the Wells Fargo cross-selling scandal means for the bank's growth
October 19, 2022
Tickers
LAWS
Tags
Antitrust
Laws
Consumer banking
From
CNBC.com News
Eight states file enforcement action against crypto lending platform Nexo
September 26, 2022
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Politics
Technology
Investment strategy
From
CNBC.com News
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