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Latest News about securities

Recent news which mentions securities

Billionaire Gautam Adani and nephew agree to pay $18 million in SEC settlement over fraud allegations
May 15, 2026
Tags Securities Asia Economy Asia: Business
From CNBC.com News
TRUMP, Dogecoin, PEPE Type Memecoins Not Securities, Says The SEC But Fraud Related To Offer And Sale Subject To Enforcement
February 27, 2025
Tickers NEWS SEC
Tags TRUMP Howey Test $PEPE
From Benzinga
Are Fartcoin, MooDeng Tokens Securities? Solana-based Memecoin Creator Pump.fun Slapped With Class-Action Lawsuit
January 31, 2025
Tickers NEWS
Tags Benzinga Pump/Fun MemeCoins
From Benzinga
SEC sues Elon Musk, alleging failure to properly disclose Twitter ownership
January 14, 2025
Tickers LAW LAWS
Tags Law Securities Technology
From CNBC.com News
SEC charges Cantor Fitzgerald, led by Trump’s Commerce pick, with breaking securities laws
December 12, 2024
Tickers LAW LAWS
Tags Securities Markets Congress
From CNBC.com News
Securities Litigation Attorney Dharmi C. Mehta, Esq., Joins Jacko Law Group, PC ("JLG")
May 21, 2024
Tags Financial Securities Attorney Investment
From PRLog
A Trump SEC would aim to reverse climate disclosure rule, ratchet up ESG fights, sources say
May 02, 2024
Tags Government and politics Climate Policy Securities
From CNBC.com News
Pimco's Sonali Pier lets her 'cautious contrarianism' speak for itself: The bets she's making now
March 07, 2024
Tags Fixed income funds Securities Markets
From CNBC.com News
What the SEC climate disclosure rule may mean for investors
March 04, 2024
Tags Breaking News: Politics Climate Policy Securities
From CNBC.com News
BP exec's husband guilty of insider trading $1.8 million, snooped on her calls
February 25, 2024
Tags Defense Politics Social Security
From CNBC.com News
Treasury proposes rule to extend anti-money laundering regs to investment advisers
February 13, 2024
Tags Elections Securities fraud Policy
From CNBC.com News
Fairmint is the First SEC-Registered Transfer Agent to Adopt the Transfer Agent Protocol (TAP)
February 06, 2024
Tickers TAP
Tags Business Startup Transfer Agent
From PRLog
Circle Argues Stablecoins Are Not Securities, Files Friend of Court Brief In Binance-SEC Case
September 29, 2023
Tickers COIN SEC
Tags $BUSD $SOL securities
From Benzinga
Here's why some economists are concerned student loans may cause the next big bubble
August 31, 2023
Tags Personal debt Mortgage financing Mortgage/Backed Securities
From CNBC.com News
SEC fines JPMorgan subsidiary for deleting 47 million emails, some related to subpoenas
June 22, 2023
Tickers LAW LAWS
Tags Business Regulations US: News
From CNBC.com News
EU Addresses Regulatory Challenges In Digital Finance, Crypto Assets After MiCA
June 01, 2023
Tags European Parliament securities crypto assets
From Benzinga
Elon Musk still needs "Twitter sitter," judge rules
May 15, 2023
Tags Climate Social issues Crime
From CNBC.com News
SEC's Gensler says 'the law is clear' for crypto exchanges and that they must comply with regulators
April 27, 2023
Tags Technology Breaking News: Technology Social media
From CNBC.com News
NJ deli stock fraud defendant denied bail as judge calls him a serious flight risk
April 17, 2023
Tags Collusion Securities fraud Breaking News: Business
From CNBC.com News
SEC Chairman Gensler says 'Scope 3' emissions disclosures aren't 'well developed,' hinting they could be scaled back in climate rule
March 06, 2023
Tags Policy Law and Regulation US Top News and Analysis
From CNBC.com News
Top House Republicans scrutinize SEC investigation of failed crypto exchange FTX
February 10, 2023
Tags US Top News and Analysis Policy Markets
From CNBC.com News
SEC weighs making 'adjustments' to controversial climate risk disclosure rule, Chairman Gensler says
February 10, 2023
Tags US Homepage Climate US Economy
From CNBC.com News
Liquidators Subpoena Founders Of Failed Crypto Hedge Fund Three Arrows Capital Via Twitter
January 05, 2023
Tags crypto hedge funds Markets Three Arrows Capital
From Benzinga
Judge pauses SEC case in alleged NJ deli stock fraud in favor of criminal probe
December 21, 2022
Tags Collusion Lawsuits Hometown International Inc
From CNBC.com News
House Financial Services Chair Waters doesn't plan to subpoena Sam Bankman-Fried to testify at hearing on FTX collapse
December 07, 2022
Tags Securities Congress Markets
From CNBC.com News
Sam Bankman-Fried could face years in prison over FTX's $32 billion meltdown — if the U.S. ever gets around to arresting him
December 05, 2022
Tags Securities Crime Corporate crime
From CNBC.com News
Bahamas regulators confirm they're holding some of FTX's assets
November 18, 2022
Tags Securities regulation Regulations Crypto
From CNBC.com News
Accused fraudster Justin Costello has history of posing as billionaire and threatening cops, police say
November 02, 2022
Tickers LAW LAWS
Tags US Top News and Analysis Breaking News: Politics Crime
From CNBC.com News
Hamilton Grant Announces Rebranding and Expanded Services
October 25, 2022
Tickers MA
Tags Los Angeles Compliance Securities
From PRLog
Here's what the Wells Fargo cross-selling scandal means for the bank's growth
October 19, 2022
Tickers LAWS
Tags Corporate Fraud Laws Consumer fraud
From CNBC.com News
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